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ACI WORLDWIDE, INC. — Director's Dealing 2013
Dec 17, 2013
30979_dirs_2013-12-17_ed358244-99c1-4a09-9a1a-297daf9fe779.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACI WORLDWIDE, INC. (ACIW)
CIK: 0000935036
Period of Report: 2013-12-12
Reporting Person: HEASLEY PHILIP G (Director, CEO and President, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Common Stock | M | 2600.0 | $22.65 | Acquired | 311230 | Direct |
| 2013-12-16 | Common Stock | S | 2600.0 | $63.0342 | Disposed | 308630 | Direct |
| 2013-12-17 | Common Stock | M | 31300.0 | $22.65 | Acquired | 339930 | Direct |
| 2013-12-17 | Common Stock | S | 31300.0 | $63.0611 | Disposed | 308630 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | Non-Qualified Stock Option (right to buy) | $22.65 | M | 2600.0 | Disposed | 2015-03-09 | Common Stock (2600) | Direct |
| 2013-12-17 | Non-Qualified Stock Option (right to buy) | $22.65 | M | 31300.0 | Disposed | 2015-03-09 | Common Stock (31300) | Direct |
| 2013-12-12 | Non-Qualified Stock Option (right to buy) | $61.54 | A | 46129.0 | Acquired | 2023-12-12 | Common Stock (46129) | Direct |
Footnotes
F1: The sale price ranged from $63.00 to $63.09, with a weighted average sale price of $63.034231. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The sale price ranged from $63.00 to $63.161, with a weighted average sale price of $63.0611. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The options are granted pursuant to the Transaction Systems Architects 2005 Equity and Performance Incentive Plan. This option will vest, if at all, upon the attainment by the company, at any time following March 9, 2007, of a market price per share of the company's common stock of at least $50 per share for 60 consecutive trading days.
F4: The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vest in equal annual installments over a three year period beginning with the first anniversary of the date of grant.