AI assistant
ACHIEVE LIFE SCIENCES, INC. — Director's Dealing 2019
Jan 17, 2019
33882_dirs_2019-01-17_0d8c6071-37a9-4b85-bfe0-744bab6e5491.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACHIEVE LIFE SCIENCES, INC. (ACHV)
CIK: 0000949858
Period of Report: 2019-01-15
Reporting Person: Bencich John (CFO & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-15 | Common Stock | M | 28 | $0.00 | Acquired | 1148 | Direct |
| 2019-01-15 | Common Stock | F | 9 | $1.16 | Disposed | 1139 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-15 | Restricted Stock Unit (RSU) | $ | M | 28 | Disposed | 2019-05-19 | Common Stock (28) | Direct |
Footnotes
F1: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.
F2: Represents shares of common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the reporting person.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock at settlement.
F4: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of January 1, 2015 and (ii) the first day thereafter during which the issuer's trading window is open.