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ACHIEVE LIFE SCIENCES, INC. Director's Dealing 2019

Aug 15, 2019

33882_dirs_2019-08-15_e4a40867-1652-43a3-8824-498c5d67ae2a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACHIEVE LIFE SCIENCES, INC. (ACHV)
CIK: 0000949858
Period of Report: 2019-08-13

Reporting Person: JACOBS CINDY (EVP, CMO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-13 Common Stock M 1370 $0.00 Acquired 3209 Direct
2018-08-13 Common Stock F 408 $1.88 Disposed 2801 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-13 Restricted Stock Unit (RSU) $ M 1370 Disposed 2021-08-01 Common Stock (1370) Direct

Footnotes

F1: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.

F2: Represents shares of common stock that have been sold by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

F3: Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F4: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of August 1, 2017 and (ii) the first day thereafter during which the issuer's trading window is open.