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ACHIEVE LIFE SCIENCES, INC. Director's Dealing 2017

Jun 14, 2017

33882_dirs_2017-06-14_0a1bcbd3-7cbb-46ae-ba56-329fd69675ad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2017-06-12

Reporting Person: Cormack Scott Daniel (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-12 Common Stock M 9375 $0.00 Acquired 149425 Direct
2017-06-12 Common Stock F 4472 $0.36 Disposed 144953 Direct
2017-06-12 Common Stock M 5000 $0.00 Acquired 89055 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-12 Restricted Stock Unit (RSU) $ M 9375 Disposed 2018-06-12 Common Stock (9375) Direct
2017-06-12 Restricted Stock Unit (RSU) $ M 5000 Disposed 2018-06-12 Common Stock (5000) Indirect

Footnotes

F1: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.

F2: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of RSUs and does not represent a sale by the reporting person.

F3: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.

F4: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually each anniversary of June 12, 2014, subject to the reporting person's provision of service to the issuer on each vesting date.