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ACHIEVE LIFE SCIENCES, INC. Director's Dealing 2017

Aug 3, 2017

33882_dirs_2017-08-03_d99ab4e3-a163-4655-9ec9-c345f885b11c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACHIEVE LIFE SCIENCES, INC. (ACHV)
CIK: 0000949858
Period of Report: 2017-08-01

Reporting Person: Clarke Anthony (Director, Chief Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-01 Common Stock A 6364335 Acquired 6364335 Direct
2017-08-01 Common Stock A 4242890 Acquired 4242890 Indirect
2017-08-01 Common Stock A 6364335 Acquired 6364335 Indirect

Footnotes

F1: Received in exchange for 1,500 common shares of Achieve Life Science, Inc. ("Achieve") pursuant to the merger between OncoGenex Pharmaceuticals, Inc. ("OncoGenex") and Achieve (the "Merger"). On the effective date of the Merger, the closing price of Achieve's common stock was $4.576 per share, representing a closing price of $0.416 per share of OncoGenex's common stock as adjusted to reflect an 11-for-1 reverse stock split effected on August 1, 2017 (the "Reverse Stock Split").

F2: Received in exchange for 1,000 common shares of Achieve pursuant to the Merger between OncoGenex and Achieve. On the effective date of the Merger, the closing price of Achieve's common stock was $4.576 per share, representing a closing price of $0.416 per share of OncoGenex's common stock as adjusted to reflect the Reverse Stock Split.