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ACHIEVE LIFE SCIENCES, INC. Director's Dealing 2016

Aug 23, 2016

33882_dirs_2016-08-23_3627cbbf-3cbf-435f-bda5-b31642c8a3ce.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2016-08-19

Reporting Person: Bencich John (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-19 Common Stock M 5000 $0.00 Acquired 5000 Direct
2016-08-19 Common Stock S 1380 $0.57 Disposed 9484 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-19 Restricted Stock Unit (RSU) $ M 5000 Disposed Common Stock (5000) Direct

Footnotes

F1: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.

F2: Represents shares of common stock that have been sold by the issuer to satisfy the tax liability in connection with the settlement of RSUs.

F3: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock at settlement.

F4: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of: (i) each anniversary of August 12, 2014 and (ii) the first day thereafter during which the issuer's trading window is open.

F5: The RSUs expire 30 days from the date they vest.