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ACHIEVE LIFE SCIENCES, INC. — Director's Dealing 2015
Jun 16, 2015
33882_dirs_2015-06-16_144e15d3-faaa-4541-bfcb-c760495a7908.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2015-06-12
Reporting Person: Cormack Scott Daniel (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-12 | Common Stock | M | 9375 | $0.00 | Acquired | 116513 | Direct |
| 2015-06-12 | Common Stock | S | 4571 | $2.69 | Disposed | 111942 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-12 | Restricted Stock Unit (RSU) | $ | M | 9375 | Disposed | 2018-06-12 | Common Stock (9375) | Direct |
Footnotes
F1: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.
F2: Represents shares of common stock that have been sold by the issuer to satisfy the tax liability in connection with the settlement of RSUs.
F3: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.
F4: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of June 12, 2014; and (ii) the first day thereafter during which the issuer's trading window is open, subject to the reporting person's provision of service to the issuer on each vesting date.