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ACHIEVE LIFE SCIENCES, INC. — Director's Dealing 2014
Jun 16, 2014
33882_dirs_2014-06-16_59254a4c-d5a7-4cd6-8ec2-71a73eef30d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2014-06-12
Reporting Person: JACOBS CINDY (EVP, CMO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-12 | Restricted Stock Unit (RSU) | $ | A | 20000 | Acquired | Common Stock (20000) | Direct | |
| 2014-06-12 | Restricted Stock Unit (RSU) | $ | A | 20000 | Acquired | 2016-07-30 | Common Stock (20000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock at settlement.
F2: Pursuant to the terms of the RSU, the total underlying shares vest in four equal annual installments on the later of (i) each anniversary of the grant date and (ii) the first day thereafter during which the issuer's trading window is open, subject to the reporting person's provision of service to the issuer on each vesting date.
F3: The RSUs expire 30 days from the date they vest.
F4: Pursuant to the terms of the RSU, the total underlying shares vest if and when certain performance criteria relating to the issuer are met, subject to the reporting person's provision of service to the issuer on each vesting date, although less than 100% of the total shares may vest upon the achievement of certain, but not all, of the milestones.