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ACHIEVE LIFE SCIENCES, INC. Director's Dealing 2014

Aug 12, 2014

33882_dirs_2014-08-12_2b9d17bd-e90d-4d1d-ade3-abb7bec5cddc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2014-08-11

Reporting Person: Bencich John (CFO and PFO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-11 Stock Option (right to buy) $3.30 A 40000 Acquired 2024-08-11 Common Stock (40000) Direct
2014-08-11 Restricted Stock Unit (RSU) $ A 20000 Acquired Common Stock (20000) Direct

Footnotes

F1: The options vest monthly over 48 months, commencing on September 11, 2014.

F2: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock at settlement.

F3: 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of August 11, 2014; and (ii) the first day thereafter during which the issuer's trading window is open.

F4: The RSUs expire 30 days from the date they vest.