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ACHIEVE LIFE SCIENCES, INC. — Director's Dealing 2014
Aug 12, 2014
33882_dirs_2014-08-12_2b9d17bd-e90d-4d1d-ade3-abb7bec5cddc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2014-08-11
Reporting Person: Bencich John (CFO and PFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-11 | Stock Option (right to buy) | $3.30 | A | 40000 | Acquired | 2024-08-11 | Common Stock (40000) | Direct |
| 2014-08-11 | Restricted Stock Unit (RSU) | $ | A | 20000 | Acquired | Common Stock (20000) | Direct |
Footnotes
F1: The options vest monthly over 48 months, commencing on September 11, 2014.
F2: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock at settlement.
F3: 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of August 11, 2014; and (ii) the first day thereafter during which the issuer's trading window is open.
F4: The RSUs expire 30 days from the date they vest.
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