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ACHIEVE LIFE SCIENCES, INC. — Director's Dealing 2014
Aug 13, 2014
33882_dirs_2014-08-13_8f2a907b-3334-4d21-b3ed-f818cabf1e93.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2014-08-12
Reporting Person: Bencich John (CFO and PFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-12 | Stock Option (right to buy) | $3.17 | A | 40000 | Acquired | 2024-08-12 | Common (40000) | Direct |
| 2014-08-12 | Restricted Stock Unit (RSU) | $ | A | 20000 | Acquired | Common (20000) | Direct |
Footnotes
F1: This amended Form 4 is filed to correct (a) the exercise price, which was inadvertently reported as $3.30, (b) the transaction date, which was inadvertently reported as August 11, 2014 and (c) the expiration date, which was inadvertently reported as August 11, 2024.
F2: This amended Form 4 is filed to correct the exercisable date. The options vest monthly over 48 months, commencing on September 12, 2014, which was inadvertently reported as September 11, 2014.
F3: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock at settlement.
F4: This amended Form 4 is filed to correct the exercisable date. Twenty-five percent of the total shares underlying the RSU vest annually on the later of (i) each anniversary of August 12, 2014, which was inadvertently reported as August 11, 2014; and (ii) the first day thereafter during which the issuer's trading window is open.
F5: The RSUs expire 30 days from the date they vest.