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ACHIEVE LIFE SCIENCES, INC. — Director's Dealing 2014
Sep 19, 2014
33882_dirs_2014-09-19_bb2f30ad-7fd8-4c7e-bd26-d0e8babcc026.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2014-09-17
Reporting Person: Cormack Scott Daniel (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-17 | Common Stock | M | 7425 | $0.00 | Acquired | 91564 | Direct |
| 2014-09-19 | Common Stock | F | 3401 | $3.06 | Disposed | 88163 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-17 | Restricted Stock Unit (RSU) | $ | M | 7425 | Disposed | 2015-07-01 | Common Stock (7425) | Direct |
Footnotes
F1: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.
F2: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of RSUs.
F3: Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement.
F4: Pursuant to the terms of the RSU, the total underlying shares vest when certain performance criteria relating to the issuer are met.
F5: The RSUs expire 30 days from the date they vest.