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ACHIEVE LIFE SCIENCES, INC. Director's Dealing 2014

Sep 19, 2014

33882_dirs_2014-09-19_7cb71f9b-4b0a-43aa-a44a-0340351f3de1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2014-09-17

Reporting Person: JACOBS CINDY (EVP, CMO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-17 Common Stock M 4950 $0.00 Acquired 48205 Direct
2014-09-19 Common Stock F 1310 $3.06 Disposed 46895 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-09-17 Restricted Stock Unit (RSU) $ M 4950 Disposed 2015-07-01 Common Stock (4950) Direct

Footnotes

F1: Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.

F2: Represents shares of common stock that have been withheld by the issuer to satisfy the tax liability in connection with the settlement of RSUs.

F3: Each RSU represents a contingent right to receive one share of the issuer's common stock at settlement.

F4: Pursuant to the terms of the RSU, the total underlying shares vest when certain performance criteria relating to the issuer are met.

F5: The RSUs expire 30 days from the date they vest.