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ACHIEVE LIFE SCIENCES, INC. Director's Dealing 2013

Dec 2, 2013

33882_dirs_2013-12-02_35866825-36e0-4a72-b42f-80f04209bcad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2013-11-22

Reporting Person: Wyrick Susan D. (PAO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-22 Stock Option (right to buy) $7.94 A 7500 Acquired 2023-11-22 Common Stock (7500) Direct
2013-11-22 Restricted Stock Unit $ A 3750 Acquired 2017-12-22 Common Stock (3750) Direct

Footnotes

F1: The options vest in monthly installments over 48 months commencing one month from November 22, 2013.

F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.

F3: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of November 22, 2013; and (ii) the first day thereafter during which the issuer's trading window is open.