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ACHIEVE LIFE SCIENCES, INC. — Director's Dealing 2013
Dec 2, 2013
33882_dirs_2013-12-02_35866825-36e0-4a72-b42f-80f04209bcad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2013-11-22
Reporting Person: Wyrick Susan D. (PAO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | Stock Option (right to buy) | $7.94 | A | 7500 | Acquired | 2023-11-22 | Common Stock (7500) | Direct |
| 2013-11-22 | Restricted Stock Unit | $ | A | 3750 | Acquired | 2017-12-22 | Common Stock (3750) | Direct |
Footnotes
F1: The options vest in monthly installments over 48 months commencing one month from November 22, 2013.
F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.
F3: Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of November 22, 2013; and (ii) the first day thereafter during which the issuer's trading window is open.
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