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ACHIEVE LIFE SCIENCES, INC. — Director's Dealing 2009
Feb 3, 2009
33882_dirs_2009-02-03_987f32b6-b4ad-4243-9ee5-03f4bd223855.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ONCOGENEX PHARMACEUTICALS, INC. (OGXI)
CIK: 0000949858
Period of Report: 2008-08-21
Reporting Person: Cormack Scott Daniel (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-08-21 | stock option (right to buy) | $3.889 | A | 24825 | Acquired | 2009-01-01 | Common Stock (24825) | Direct |
| 2008-08-21 | Stock option (right to buy) | $3.889 | A | 871 | Acquired | 2009-08-01 | Common stock (871) | Indirect |
| 2008-08-21 | Stock option (right to buy) | $3.889 | A | 7077 | Acquired | 2010-02-01 | Common Stock (7077) | Indirect |
| 2008-08-21 | Stock option (right to buy) | $3.889 | A | 20470 | Acquired | 2010-12-16 | Common Stock (20470) | Direct |
| 2008-08-21 | Stock option (right to buy) | $3.889 | A | 6533 | Acquired | 2010-12-16 | Common stock (6533) | Indirect |
| 2008-08-21 | Stock option (right to buy) | $3.889 | A | 21559 | Acquired | 2011-01-14 | Common Stock (21559) | Direct |
| 2008-08-21 | Stock option (right to buy) | $3.889 | A | 6859 | Acquired | 2011-01-14 | Common Stock (6859) | Indirect |
| 2008-08-21 | Stock option (right to buy) | $4.1051 | A | 46167 | Acquired | 2012-08-08 | Common Stock (46167) | Direct |
Footnotes
F1: Due to an administrative error, the original Form 4 overstated the exercise price by $0.0025.
F2: Due to an administrative error, the original Form 4 understated the number of shares subject to the stock option by 16.
F3: Received in exchange for a stock option to acquire 114,000 shares of OncoGenex Technologies Inc. ("OncoGenex Technologies") common stock for CAD$0.90 per share in connection with an arrangement between OncoGenex Technologies and OncoGenex Pharmaceuticals, Inc. (the "Arrangement").
F4: Due to an administrative error, the original Form 4 understated the number of shares subject to the stock option by 1.
F5: Received in the Arrangement in exchange for a stock option to acquire 4,000 shares of OncoGenex Technologies common stock for CAD$0.90 per share.
F6: Due to an administrative error, the original Form 4 understated the number of shares subject to the stock option by 4.
F7: Received in the Arrangement in exchange for a stock option to acquire 32,500 shares of OncoGenex Technologies common stock for CAD$0.90 per share.
F8: Due to an administrative error, the original Form 4 understated the number of shares subject to the stock option by 13.
F9: Received in the Arrangement in exchange for a stock option to acquire 94,000 shares of OncoGenex Technologies common stock for CAD$0.90 per share.
F10: Due to an administrative error, the original Form 4 understated the number of shares subject to the stock option by 5.
F11: Received in the Arrangement in exchange for a stock option to acquire 30,000 shares of OncoGenex Technologies common stock for CAD$0.90 per share.
F12: Due to an administrative error, the original Form 4 understated the number of shares subject to the stock option by 14.
F13: Received in the Arrangement in exchange for a stock option to acquire 99,000 shares of OncoGenex Technologies common stock for CAD$0.90 per share.
F14: Received in the Arrangement in exchange for a stock option to acquire 31,500 shares of OncoGenex Technologies common stock for CAD$0.90 per share.
F15: Due to an administrative error, the original Form 4 overstated the exercise price by $0.0026.
F16: Due to an administrative error, the original Form 4 understated the number of shares subject to the stock option by 30.
F17: Received in the Arrangement in exchange for a stock option to acquire 212,000 shares of OncoGenex Technologies common stock for CAD$0.95 per share.