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ACHIEVE LIFE SCIENCES, INC. — Director's Dealing 2009
Dec 24, 2009
33882_dirs_2009-12-24_1e29252f-4a80-4ade-9bde-c054ae715bff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONCOGENEX PHARMACEUTICALS, INC. (ogxi)
CIK: 0000949858
Period of Report: 2009-12-22
Reporting Person: Brady Patrick Robert (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-22 | Common Stock | M | 5359 | $2.69 | Acquired | 5359 | Indirect |
| 2009-12-22 | Common Stock | M | 11641 | $2.69 | Acquired | 17000 | Indirect |
| 2009-12-22 | Common Stock | M | 4130 | $7.25 | Acquired | 21130 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-22 | Stock Option (Right to Buy0 | $2.69 | M | 5359 | Disposed | 2010-03-23 | Common Stock (5359) | Direct |
| 2009-12-22 | Stock Option (Right to Buy0 | $2.69 | M | 11641 | Disposed | 2009-12-23 | Common Stock (11641) | Direct |
| 2009-12-22 | Stock Option (Right to Buy0 | $7.25 | M | 4130 | Disposed | 2010-03-23 | Common Stock (4130) | Direct |
Footnotes
F1: These shares were issued to Working Opportunity Fund (EVCC) Ltd. upon the exercise of a stock option held by Mr. Brady. Mr. Brady is a Vice-President of Growthworks Capital Ltd., an affiliate of Working Opportunity Fund (EVCC) Ltd.
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