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ACCO BRANDS Corp — Director's Dealing 2021
Mar 4, 2021
33132_dirs_2021-03-04_1ae72690-7514-41a2-bc4a-cd21f4717293.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACCO BRANDS Corp (ACCO)
CIK: 0000712034
Period of Report: 2021-03-02
Reporting Person: Tedford Thomas W (Exec VP & Pres No. America)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-03 | Common Stock | M | 6260 | $6.12 | Acquired | 269140 | Direct |
| 2021-03-03 | Common Stock | S | 5272 | $8.34 | Disposed | 263868 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-02 | Restricted Stock Units | $0.0 | A | 32661 | Acquired | 2024-03-03 | Common Stock (32661.0) | Direct |
| 2021-03-02 | Stock Option (right to buy) | $8.42 | A | 108868 | Acquired | 2031-03-03 | Common Stock (108868.0) | Direct |
| 2021-03-03 | Stock Option (right to buy) | $6.12 | M | 6260 | Disposed | 2021-03-05 | Common Stock (6260.0) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 3, 2024 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
F2: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire ten years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
F3: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.