AI assistant
ACCO BRANDS Corp — Director's Dealing 2017
Jun 8, 2017
33132_dirs_2017-06-08_638a6602-ff5e-461d-a9cc-746df5f1a3b9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACCO BRANDS Corp (ACCO)
CIK: 0000712034
Period of Report: 2017-06-07
Reporting Person: Schnaedter Kathy D (SVP, Corp Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-07 | Common Stock | M | 13590 | $7.64 | Acquired | 68655 | Direct |
| 2017-06-07 | Common Stock | M | 18434 | $6.12 | Acquired | 87089 | Direct |
| 2017-06-07 | Common Stock | M | 7000 | $8.93 | Acquired | 94089 | Direct |
| 2017-06-07 | Common Stock | M | 16358 | $7.51 | Acquired | 110447 | Direct |
| 2017-06-07 | Common Stock | S | 68653 | $11.262 | Disposed | 41794 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-07 | Stock Option (right to buy) | $7.64 | M | 13590 | Disposed | 2020-02-21 | Common Stock (13590.0) | Direct |
| 2017-06-07 | Stock Option (right to buy) | $6.12 | M | 18434 | Disposed | 2021-03-05 | Common Stock (18434.0) | Direct |
| 2017-06-07 | Stock Option (right to buy) | $8.93 | M | 7000 | Disposed | 2018-05-18 | Common Stock (7000.0) | Direct |
| 2017-06-07 | Stock Option (right to buy) | $7.51 | M | 16358 | Disposed | 2022-03-04 | Common Stock (16358.0) | Direct |
Footnotes
F1: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $11.225 to $11.30. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
F2: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on February 21, 2014. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
F3: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 5, 2015. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
F4: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on May 18, 2012. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
F5: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 4, 2016. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.