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ACCO BRANDS Corp — Director's Dealing 2014
Mar 7, 2014
33132_dirs_2014-03-07_7854ea62-5a6c-428e-b5a5-39c93cf2dcef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACCO BRANDS Corp (ACCO)
CIK: 0000712034
Period of Report: 2014-03-05
Reporting Person: Franey Christopher M (Exec VP & Pres Computer Produc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-05 | Common Stock | M | 25103 | $0.00 | Acquired | 35200 | Direct |
| 2014-03-05 | Common Stock | F | 9343 | $6.12 | Disposed | 25857 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-05 | Performance Stock Units (2012-2014) | $0.00 | A | 14609 | Acquired | Common Stock (14609) | Direct | |
| 2014-03-05 | Performance Stock Units (2011-2013) | $0.00 | A | 13770 | Acquired | Common Stock (13770) | Direct | |
| 2014-03-05 | Performance Stock Units (2011-2013) | $0.00 | M | 13770 | Disposed | Common Stock (13770) | Direct | |
| 2014-03-05 | Performance Stock Units (2011-2013) | $0.00 | M | 5667 | Disposed | Common Stock (5667) | Direct | |
| 2014-03-05 | Performance Stock Units (2011-2013) | $0.00 | M | 5666 | Disposed | Common Stock (5666) | Direct | |
| 2014-03-05 | Restricted Stock Units | $0.00 | A | 14730 | Acquired | Common Stock (14730) | Direct | |
| 2014-03-05 | Stock Option (right to buy) | $6.12 | A | 44242 | Acquired | 2021-03-05 | Common Stock (44242) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1029 | Indirect |
Footnotes
F1: Reflects the settlement on the transaction date indicated of performance stock units ("PSUs") earned in each of the one-year performance periods in the PSU (2011-2013) cycle.
F2: Represents number of ACCO Brands Corporation common stock held in reporting owner's 401(k) retirement savings plan account as of January 31, 2014.
F3: Reflects PSUs granted under the Issuer's Amended and Restated 2011 Incentive Plan that were earned by the reporting person during each one-year performance period on the transaction date indicated. Subject to the reporting person's continued employment, earned PSUs become eligible for settlement into shares of common stock upon the completion of the final performance period in the three-year cycle.
F4: Reflects the settlement of earned PSUs into an equal number of shares of common stock on the transaction date indicated.
F5: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
F6: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.