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ACCO BRANDS Corp — Director's Dealing 2012
May 3, 2012
33132_dirs_2012-05-03_02f08e32-f176-46e6-9558-801a1d9ffb24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACCO BRANDS CORP (ACCO)
CIK: 0000712034
Period of Report: 2006-01-03
Reporting Person: HARGROVE G THOMAS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-01 | Common Stock | M | 32849 | $0.00 | Acquired | 112849 | Direct |
| 2012-05-01 | Common Stock | M | 33235 | $0.00 | Acquired | 146084 | Direct |
| 2012-05-01 | Common Stock | D | 33235 | $11.00 | Disposed | 112849 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-01-03 | Phantom Stock Units | $0.00 | A | 33235 | Acquired | 2012-05-01 | Common Stock (33235) | Direct |
| 2012-05-01 | Phantom Stock Units | $0.00 | M | 33235 | Disposed | 2012-05-01 | Common Stock (33235) | Direct |
| 2012-05-01 | Restricted Stock Units | $0.00 | M | 32849 | Disposed | 2012-05-01 | Common Stock (32849) | Direct |
Footnotes
F1: Common Stock received upon conversion of Restricted Stock Units. See Note 6.
F2: Common stock received upon conversion of Phantom Stock Units. See Note 5.
F3: Each Phantom Stock Unit (PSU) represents the economic value of one share of common stock. PSUs were settled in cash by the Company.
F4: Phantom Stock Units (PSUs) acquired pursuant to Director's election under the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors (Plan) in Rule 16b-3 compliant transactions on various dates and at various prices beginning January 3, 2006. PSUs represent the economic value of the cash portion of Director's fees deferred under the Plan based on the closing price per share of common stock on the date of deferral. PSUs are payable, at the director's election, in cash or common stock upon the occurrence of certain events.
F5: Phantom Stock Units (PSUs) converted under the terms of the ACCO Brands Corporation Deferred Compensation Plan for Non-Employee Directors (Plan). Pursuant to the Plan, a "change of control" occurred in connection with the Company's acquisition of the Consumer and Office Products business of MeadWestvaco Corporation triggering the conversion of the PSUs into common stock on a one-for-one basis.
F6: Restricted Stock Units (RSUs) converted under the terms of the ACCO Brands Corporation Deferred Compensation Plan For Non-Employee Directors (Plan). Pursuant to the Plan, a "change of control" occurred in connection with the Company's acquisition of the Consumer and Office Products business of MeadWestvaco Corporation triggering the conversion of the RSUs into common stock on a one-for-one basis.