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ACCO BRANDS Corp — Director's Dealing 2011
Feb 17, 2011
33132_dirs_2011-02-17_09895d74-1ad6-4e75-aee9-9258c66fdb68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACCO BRANDS CORP (ABD)
CIK: 0000712034
Period of Report: 2011-02-16
Reporting Person: RUBIN STEVEN (Sr. VP, Sec. and Gen. Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-16 | Common Stock | M | 7000 | $8.75 | Acquired | 57140 | Direct |
| 2011-02-16 | Common Stock | S | 5284 | $9.22 | Disposed | 51856 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-16 | Stock Option (right to buy) | $8.75 | M | 7000 | Disposed | 2011-02-20 | Common Stock (7000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1044.027 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Common Stock (3000) | 3000 | Direct | |
| Restricted Stock Units | $0.00 | Common Stock (11000) | 11000 | Direct | |
| Stock Option (right to buy) | $14.02 | 2015-04-06 | Common Stock (21600) | 21600 | Direct |
| Stock Option (right to buy) | $21.49 | 2014-03-15 | Common Stock (6000) | 6000 | Direct |
| Stock Option (right to buy) | $12.95 | 2012-02-14 | Common Stock (9000) | 9000 | Direct |
| Stock Option (right to buy) | $8.78 | 2013-02-26 | Common Stock (7500) | 7500 | Direct |
| Stock Option (right to buy) | $16.61 | 2014-02-25 | Common Stock (7500) | 7500 | Direct |
| Stock Option (right to buy) | $12.77 | 2015-02-22 | Common Stock (15000) | 15000 | Direct |
| Stock Option (right to buy) | $22.68 | 2012-12-06 | Common Stock (31000) | 31000 | Direct |
| Stock Settled Stock Appreciation Rights | $0.81 | 2016-02-25 | Common Stock (43333) | 43333 | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) granted under the Issuer's 2005 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 16, 2011 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
F2: Restricted Stock Units (RSUs) granted under the Issuer's 2005 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 19, 2012 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
F3: Nonqualified employee stock options granted under the Issuer's 2005 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full.
F4: Stock settled stock appreciation rights granted under the Issuer's 2005 Incentive Plan. One-third of original grant vests annually. All vested appreciation rights are exercisable. Rights expire seven years from the grant date, if not earlier terminated or exercised in full.