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ACCESS Newswire Inc. — Director's Dealing 2020
Aug 11, 2020
34674_dirs_2020-08-10_7e97dfdd-301f-4b06-a4d9-3987f3b6d426.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ISSUER DIRECT CORP (ISDR)
CIK: 0000843006
Period of Report: 2020-08-06
Reporting Person: Knerr Steven Winfield (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-06 | Common Stock | S | 3500 | $17.50 | Disposed | 11500 | Direct |
| 2020-08-10 | Common Stock | M | 5000 | $7.76 | Acquired | 16500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-10 | Options to Purchase Common Stock | $7.76 | M | 5000 | Disposed | 2023-09-27 | Common Stock (15000) | Direct |
Footnotes
F1: The Reporting Person sold these 3,500 shares in order to pay the exercise price for the option exercise described in footnote 2 below and to pay for income taxes relating to 5,000 restricted stock units which vested February 28, 2020 and are more fully described in the Form 4 filed by the Reporting Person on March 1, 2019.
F2: The Reporting Person exercised an option to purchase 5,000 shares of common stock at a per share exercise price of $7.76. The option was originally granted on October 1, 2013 and 15,000 shares of common stock continue to underlie this option.
F3: All of the shares underlying this option have vested.