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ACCESS Newswire Inc. — Director's Dealing 2013
Nov 21, 2013
34674_dirs_2013-11-21_8121886d-23b6-4473-9d8e-dcdefafddffd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ISSUER DIRECT CORP (ISDR)
CIK: 0000843006
Period of Report: 2013-08-07
Reporting Person: BALBIRNIE BRIAN R (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-07 | Common Stock | S | 2000 | $8.00 | Disposed | 622250 | Direct |
| 2013-08-07 | Common Stock | S | 1500 | $9.00 | Disposed | 620750 | Direct |
| 2013-08-07 | Common Stock | S | 2000 | $10.00 | Disposed | 618750 | Direct |
| 2013-11-21 | Common Stock | A | 4329 | $2.31 | Acquired | 623079 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock | $ | 2022-04-02 | Common Stock (7500) | 7500 | Indirect |
| Option to Purchase Common Stock | $2.31 | 2015-08-09 | Common Stock (10671) | 10671 | Direct |
Footnotes
F1: This transaction was effected pursuant to Rule 10b5-1, adopted by the Reporting Person on August 7, 2013.
F2: Exercised an option to purchase 4,329 shares of common stock at $2.31 per share.
F3: Options to purchase common stock vest in quarterly installments over a four year period through June 30, 2014.
F4: Employee Stock Option Plan - ISO issued to spouse over a period, with conversion prices ranging from 1.70 to 3.33
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