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ACCESS Newswire Inc. Director's Dealing 2013

Nov 21, 2013

34674_dirs_2013-11-21_8121886d-23b6-4473-9d8e-dcdefafddffd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ISSUER DIRECT CORP (ISDR)
CIK: 0000843006
Period of Report: 2013-08-07

Reporting Person: BALBIRNIE BRIAN R (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-07 Common Stock S 2000 $8.00 Disposed 622250 Direct
2013-08-07 Common Stock S 1500 $9.00 Disposed 620750 Direct
2013-08-07 Common Stock S 2000 $10.00 Disposed 618750 Direct
2013-11-21 Common Stock A 4329 $2.31 Acquired 623079 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock $ 2022-04-02 Common Stock (7500) 7500 Indirect
Option to Purchase Common Stock $2.31 2015-08-09 Common Stock (10671) 10671 Direct

Footnotes

F1: This transaction was effected pursuant to Rule 10b5-1, adopted by the Reporting Person on August 7, 2013.

F2: Exercised an option to purchase 4,329 shares of common stock at $2.31 per share.

F3: Options to purchase common stock vest in quarterly installments over a four year period through June 30, 2014.

F4: Employee Stock Option Plan - ISO issued to spouse over a period, with conversion prices ranging from 1.70 to 3.33