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ACADIA PHARMACEUTICALS INC — Director's Dealing 2013
Dec 16, 2013
31237_dirs_2013-12-16_53c58c29-8363-4740-9d2f-39c9ba9a2390.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACADIA PHARMACEUTICALS INC (ACAD)
CIK: 0001070494
Period of Report: 2013-12-12
Reporting Person: Aasen Thomas H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-02 | Common Stock | G | 2000 | — | Disposed | 27348 | Direct |
| 2013-12-12 | Common Stock | M | 11000 | $1.55 | Acquired | 38348 | Direct |
| 2013-12-12 | Common Stock | M | 1000 | $6.95 | Acquired | 39348 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-12 | Stock Option (right to buy) | $1.55 | M | 11000 | Disposed | 2020-03-11 | Common Stock (11000) | Direct |
| 2013-12-12 | Stock Option (right to buy) | $6.95 | M | 1000 | Disposed | 2015-03-10 | Common Stock (1000) | Direct |
Footnotes
F1: This disposition reflects a charitable gift made by the reporting person.
F2: Includes 5,263 shares acquired on November 29, 2013 by Mr. Aasen under the ACADIA Pharmaceuticals Employee Stock Purchase Plan.
F3: 25% of the shares subject to the Stock Option vested and became exercisable on March 12, 2011. The remaining shares vest and become exercisable thereafter in 36 equal monthly installments.
F4: 25% of the shares subject to the Stock Option vested and became exercisable on March 11, 2006. The remaining shares vested and became exercisable thereafter in 36 equal monthly installments.