ACACIA RESEARCH CORP — Director's Dealing 2018

Jul 3, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ACACIA RESEARCH CORP (ACTG)
CIK: 0000934549
Period of Report: 2018-06-19

Reporting Person: Tobia Alfred Victor Jr. (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	201664	Indirect
Common Stock	177957	Indirect
Common Stock	487235	Indirect
Common Stock	223144	Indirect

Footnotes

F1: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virture of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims benenfical ownership of such shares of common stock except to the extent of his pecuniary interest therein.

F2: Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virture of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

F3: Shares of common stock owned direclty by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virture of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims benenfical ownership of such shares of common stock except to the extent of his pecuniary interest therein.

F4: Shares of common stock owned directly by Sidus Double Alpha, Ltd. ("Sidus Double Alph Offshore"). The Reporting Person, solely by virture of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims benenfical ownership of such shares of common stock except to the extent of his pecuniary interest therein.