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ACACIA RESEARCH CORP Director's Dealing 2017

Sep 5, 2017

33272_dirs_2017-09-05_bb9a37c9-7644-47a7-ad54-3d7e3a462bb8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ACACIA RESEARCH CORP (ACTG)
CIK: 0000934549
Period of Report: 2017-09-01

Reporting Person: GRAZIADIO G LOUIS III (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-01 Common Stock P 8200 $3.40 Acquired 313700 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 16000 Indirect
Common Stock 16000 Indirect
Common Stock 20000 Indirect
Common Stock 15000 Indirect
Common Stock 20000 Indirect
Common Stock 5000 Indirect
Common Stock 523351 Direct

Footnotes

F1: These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.

F2: These shares are owned by Mr. Graziadio's minor child, Marianna R. Graziadio.

F3: These shares are owned by Mr. Graziadio's minor child, George L. Graziadio, IV.

F4: Shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation.

F5: These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust (the "Annuity Trust"), as to which Mr. Graziadio is trustee and Mr. Graziadio's minor children are contingent beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust.

F6: These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of each of the general partners, which are trusts for the benefit of Mr. Graziadio's children. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra.