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ACACIA RESEARCH CORP — Director's Dealing 2013
Aug 28, 2013
33272_dirs_2013-08-28_43b46001-5e5a-4d3d-8dfc-c50833bb2dc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACACIA RESEARCH CORP (ACTG)
CIK: 0000934549
Period of Report: 2013-08-28
Reporting Person: HAYNES CLAYTON J (Sr VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-28 | Common Stock | M | 3136 | $5.17 | Acquired | 77701 | Direct |
| 2013-08-28 | Common Stock | S | 1000 | $21.40 | Disposed | 76701 | Direct |
| 2013-08-28 | Common Stock | S | 100 | $21.71 | Disposed | 76601 | Direct |
| 2013-08-28 | Common Stock | S | 42 | $21.70 | Disposed | 76559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-28 | Stock Option (Right to Buy) | $5.17 | M | 3136 | Disposed | 2013-11-24 | Common Stock (3136) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5(1) Trading plan adopted by the Reporting Person on September 13, 2012.
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