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ACACIA RESEARCH CORP — Director's Dealing 2013
Oct 2, 2013
33272_dirs_2013-10-02_794f2bb2-c7eb-4b98-9468-7d7ca0404533.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACACIA RESEARCH CORP (ACTG)
CIK: 0000934549
Period of Report: 2013-09-30
Reporting Person: HAYNES CLAYTON J (Sr VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | Common Stock | M | 3124 | $5.17 | Acquired | 79683 | Direct |
| 2013-09-30 | Common Stock | S | 95 | $22.67 | Disposed | 70588 | Direct |
| 2013-09-30 | Common Stock | S | 700 | $22.63 | Disposed | 78888 | Direct |
| 2013-09-30 | Common Stock | S | 300 | $22.645 | Disposed | 78588 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-30 | Stock Option (Right to Buy) | $5.17 | M | 3124 | Disposed | 2013-11-24 | Common Stock (3124) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5(1) Trading plan adopted by the Reporting Person on September 13, 2012.
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