ABX GROUP LIMITED — Director's Dealing 2023

Jun 8, 2023

ASX Announcement

9 June 2023

==> picture [169 x 74] intentionally omitted <==

ASX: ABX

Clarification of Appendices 3Y lodged 5 June 2023

ABx Group Limited ( ABX or the Company ) (ASX: ABX) provides amendments and clarifications with respect to the Appendices 3Y lodged on behalf of directors on 5 June 2023.

Date of Change

The “Date of Change” in the Appendix 3Y of each of Paul Lennon, Ken Boundy and Ian Levy incorrectly stated 31 July 2023 with respect to the ABXAA Class Options and 30 July 2023 with respect to the ABXAB Class Options. The correct dates are 31 May 2023 with respect to the ABXAA Class Options and 30 May 2023 with respect to the ABXAB Class Options.

Mark Cooksey

Mark Cooksey was an employee of the Company on 25 May 2022.

He was issued the ABXAB Class Options under the ESOP approved at the 2022 AGM held on 25 May 2022. On 1 September 2022 he was appointed director. Accordingly, shareholder approval for the issue of the ABXAB Class Options to him was not sought.

Ken Boundy

The number of FPO securities held prior to change was incorrectly stated.

The correct number is 2,353,089. There has been no change in the number of FPO securities held since the previous Appendix 3Y lodged on 22 July 2021.

Ian Levy

The number of FPO securities held prior to change was incorrectly stated.

The correct number is 6,301,316. There has been no change in the number of FPO securities held since the previous Appendix 3Y lodged on 22 July 2021.

Attached are corrected Appendix 3Y for Paul Lennon, Ken Boundy, and Ian Levy. The unamended Appendix 3Y for Mark Cooksey is also attached for convenience.

ASX Release authorised by Henry Kinstlinger, Company Secretary.

For further information please contact:

Henry Kinstlinger Company Secretary ABx Group Mobile: +61 418 613 028 Email: hkinstlinger@abxgroup.com.au

Website: abxgroup.com.au

ABx Group Limited ABN 14 139 494 885

Level 5 52 Phillip Street Sydney NSW 2000 P: +61 2 9251 7177 F: +61 2 9251 7500

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	ABx Group	Limited
ABN	14	139 494 885

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Paul Anthony Lennon
Date of last notice	09/02/2023

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Paramul Pty Ltd ACN 140 000 602 Paul Lennon is a beneficiary
Date of change	31 May 2023 – Options ABXAA 30 May2023 – Options ABXAB
No. of securities held prior to change	4,234,869 FPO 600,000 Options ABXAA
Class	Fully Paid Ordinary Shares (FPO) OPTIONS EXPIRING 31-MAY-2023 EX $0.20 (ABXAA) OPTIONS EXPIRING 01-JUN-2028 EX $0.1692 (ABXAB
Number acquired	37,500Options ABXAB
Number disposed	400,000 Options ABXAA, Expired 31-MAY- 2023
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$Nil

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change 4,234,869 FPO 37,500 Options ABXAB Nature of change ABXAA Options Lapsed Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buyABXAB Options Vested (per shareholder back approval 25/05/2022)

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No.
If so, was prior written clearance provided to allow the trade toproceed during thisperiod?	N/A
If prior written clearance was provided, on what date was thisprovided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	ABx Group Limited
ABN	14 139 494 885

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Kenneth Boundy
Date of last notice	22/07/2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Tempranillo Investments Pty Ltd Kenneth Boundy is a Director and Shareholder of Tempranillo Investments. Bond Street Custodians Limited Kenneth Boundy has a beneficial interest in the shares held in this account
Date of change	31 May 2023 – Options ABXAA 30 May2023 – Options ABXAB
No. of securities held prior to change	2,353,089 FPO 300,000 Options ABXAA
Class	Fully Paid Ordinary Shares (FPO) OPTIONS EXPIRING 31-MAY-2023 EX $0.20 (ABXAA) OPTIONS EXPIRING 01-JUN-2028 EX $0.1692 (ABXAB)
Number acquired	37,500 Options ABXAB
Number disposed	300,000 Options ABXAA, Expired 31-MAY- 2023

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration $Nil Note: If consideration is non-cash, provide details and estimated valuation No. of securities held after change 2,353,089 FPO 37,500 Options ABXAB Nature of change ABXAA Options Lapsed Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back ABXAB Options Vested (per shareholder approval 25/05/2022

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No.
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	ABx Group Limited
ABN	14 139 494 885

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Ian Levy
Date of last notice	22/07/2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Justevian Pty Ltd Ian Levy is a director and shareholder of Justevian Pty Ltd
Date of change	31 May 2023 – Options ABXAA 30 May2023 – Options ABXAB
No. of securities held prior to change	6,301,316 FPO 400,000 Options ABXAA
Class	Fully Paid Ordinary Shares (FPO) OPTIONS EXPIRING 31-MAY-2023 EX $0.20 (ABXAA) OPTIONS EXPIRING 01-JUN-2028 EX $0.1692 (ABXAB)
Number acquired	37,500 Options ABXAB
Number disposed	400,000 Options ABXAA, Expired 31-MAY- 2023
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$Nil
No. of securities held after change	6,301,316 FPO 37,500 Options ABXAB

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Nature of change ABXAA Options Lapsed Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back ABXAB Options Vested (per shareholder approval 25/05/2022)

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
Date of change	N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/A
Interest acquired	N/A
Interest disposed	N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/A
Interest after change	N/A

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No.
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/A
If prior written clearance was provided, on what date was this provided?	N/A

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

ASX Announcement

1 September 2022

==> picture [170 x 75] intentionally omitted <==

ASX: ABX

Director Appointment

ABx Group Limited ( ABx or Company ) advises the appointment of Dr Mark Cooksey to the board of ABx as Managing Director effective 1 September 2022.

Mark Cooksey was appointed General Manager of the Company’s 83% owned subsidiary Alcore Limited on 24 August 2020 (ASX: 13/01/21) and CEO of ABx on 1 February 2022 (ASX: 24/01/22).

Dr Cooksey holds a PhD (Chemical & Materials Engineering), Bachelor of Engineering (Materials – First Class Honours) and Bachelor of Science (Information Technology and Applied Mathematics).

He has worked closely with aluminium and other metal industries and has significant experience in commercialising new technologies and processes.

The relevant Appendix 3X is attached.

ASX Release authorised by the board of directors.

For further information please contact:

Dr Mark Cooksey CEO ABx Group Mobile: +61 447 201 536 Email: mcooksey@abxgroup.com.au

Website: abxgroup.com.au

ABx Group Limited ABN 14 139 494 885

Level 5 52 Phillip Street Sydney NSW 2000 P: +61 2 9251 7177 F: +61 2 9251 7500

Appendix 3X Initial Director’s Interest Notice

Rule 3.19A.1

Appendix 3X

Initial Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of entity	ABx	Group Limited
ACN	ACN	139 494 885

We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Dr Mark Cooksey
Date of appointment	1/9/2022

Part 1 - Director’s relevant interests in securities of which the director is the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Number & class of securities

Nil

• See chapter 19 for defined terms.

11/3/2002

Appendix 3X Page 1

Appendix 3X Initial Director’s Interest Notice

Part 2 – Director’s relevant interests in securities of which the director is not the registered holder

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest. Lara O’Grady (Wife)	Number & class of Securities 160,000 FPO

Part 3 – Director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
No. and class of securities to which interest relates	N/A

• See chapter 19 for defined terms.

Appendix 3X Page 2

11/3/2002