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ABM INDUSTRIES INC /DE/ — Director's Dealing 2021
Jan 12, 2021
31439_dirs_2021-01-12_733954fe-6ab5-444f-8c7c-6a3a98345e4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2021-01-08
Reporting Person: SALMIRS SCOTT B (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-08 | Common Stock | A | 43730.0000 | $0.0000 | Acquired | 309289.0000 | Direct |
| 2021-01-09 | Common Stock | F | 14087.0000 | $40.7100 | Disposed | 295202.0000 | Direct |
| 2021-01-10 | Common Stock | A | 48646.0000 | $0.0000 | Acquired | 343848.0000 | Direct |
| 2021-01-10 | Common Stock | A | 28662.0000 | $0.0000 | Acquired | 372510.0000 | Direct |
| 2021-01-10 | Common Stock | F | 44045.0000 | $40.7100 | Disposed | 328465.0000 | Direct |
Footnotes
F1: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest in three equal annual installments beginning a year from the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
F2: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units.
F3: Represents the number of shares earned in connection with performance shares previously granted on 1/10/2018, based on achievement of certain targets in the period ended 10/31/2020. Such performance shares vested on 1/10/2021.
F4: Represents the number of shares earned in connection with TSR performance shares previously granted on 1/10/2018, based on TSR performance in the 3-year period beginning 11/1/2017 and ended 10/31/2020 as compared to the S&PSmallCap 600 Index. Such TSR performance shares vested on 1/10/2021.
F5: Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of performance shares and TSR performance shares.
F6: Includes 203,781 unvested RSUs and 27,529 vested RSUs, the receipt of which has been deferred, and Dividend Equivalent Rights relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.