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ABM INDUSTRIES INC /DE/ — Director's Dealing 2019
Jul 5, 2019
31439_dirs_2019-07-05_72379a59-e1d1-440d-bad4-78ce3ed8979b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2019-07-03
Reporting Person: CHAVEZ LINDA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-03 | Common Stock | M | 6000.0000 | $9.7190 | Acquired | 21070.0000 | Direct |
| 2019-07-03 | Common Stock | S | 6000.0000 | $39.9975 | Disposed | 15070.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-03 | Stock Options | $9.7190 | M | 6000.0000 | Disposed | Common Stock (6000.0000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.98 to $40.07, inclusive. The reporting person undertakes to provide ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2: Includes 4,893 unvested RSUs, and 7,868 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
F3: Non-employee director stock options.
F4: 50% on director's 61st birthday (6/17/2008), and 50% on director's 64% birthday (6/17/2011).
F5: The options issued under the Executive Stock Option Plan (aka Age-Vested Career Stock Option Plan), as amended and restated as of June 4, 2012, terminate one year after a director ceases to be a director of the company.