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ABM INDUSTRIES INC /DE/ Director's Dealing 2019

Sep 16, 2019

31439_dirs_2019-09-16_cf6486b8-1c04-4a54-bf26-4266058fa679.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2018-12-21

Reporting Person: GIACOBBE SCOTT J (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-21 Common Stock A 7659.0000 $0.0000 Acquired 66465.0000 Direct
2018-12-21 Common Stock A 585.0000 $0.0000 Acquired 67050.0000 Direct
2019-09-12 Common Stock A 34.0000 $0.0000 Acquired 67084.0000 Direct
2019-09-12 Common Stock F 267.0000 $36.8500 Disposed 66817.0000 Direct

Footnotes

F1: Represents the number of shares earned in connection with performance shares previously granted on 1/12/2016, based on achievement of certain targets in the period ended 10/31/2018. Inadvertently, these performance shares were not reported at the time they were earned (12/21/2018), but were reported on a subsequent Form 4 disclosing their vesting and payout on 1/12/2019. As a result, none of these performance shares are being added to the reporting person's beneficial ownership total in this Form 4 to avoid double-counting.

F2: Represents the number of shares earned in connection with TSR performance shares previously granted on 9/12/2016, based on TSR performance in the 3-year period ended 10/31/2018 as compared to the S&P SmallCap 600 Index. Such TSR performance shares vested on 9/12/2019. Inadvertently, these TSR performance shares were not reported at the time they were earned (12/21/2018).

F3: Dividend equivalent rights (DERs) accrued on earned TSR-performance shares under the 2006 Equity Incentive Plan. Each DER is the economic equivalent of one share of ABM common stock.

F4: Includes 24,212 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.