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ABM INDUSTRIES INC /DE/ — Director's Dealing 2018
Sep 10, 2018
31439_dirs_2018-09-10_1c6f4b4c-5ef4-4ec4-afb1-4e407d1a9df3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2018-09-07
Reporting Person: CHIN DEAN A (SVP - Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-07 | Common Stock | M | 5682 | $19.09 | Acquired | 32847 | Direct |
| 2018-09-07 | Common Stock | S | 2000 | $32.6890 | Disposed | 30847 | Direct |
| 2018-09-07 | Common Stock | S | 1593 | $33.5852 | Disposed | 29254 | Direct |
| 2018-09-07 | Common Stock | S | 2089 | $34.4855 | Disposed | 27165 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-07 | Stock Options | $19.09 | M | 5682 | Acquired | 2018-09-13 | Common Stock (5682) | Direct |
Footnotes
F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from 32.15 to 32.96, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or staff of the Securities and Exchange Commission, upon request, full information regarding the number shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from 33.16 to 33.98, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or staff of the Securities and Exchange Commission, upon request, full information regarding the number shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from 34.01 to 34.84, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or staff of the Securities and Exchange Commission, upon request, full information regarding the number shares sold at each separate price within the range set forth in footnote 4 of this Form 4.
F5: Includes 12,560 RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,490 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015 and DERs related thereto.
F6: Stock options granted under the 2006 Equity Incentive Plan.
F7: 25% exercisable on 9/13/2012 and 25% on the anniversary date of the following three years.