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ABM INDUSTRIES INC /DE/ Director's Dealing 2018

Sep 10, 2018

31439_dirs_2018-09-10_1c6f4b4c-5ef4-4ec4-afb1-4e407d1a9df3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2018-09-07

Reporting Person: CHIN DEAN A (SVP - Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-07 Common Stock M 5682 $19.09 Acquired 32847 Direct
2018-09-07 Common Stock S 2000 $32.6890 Disposed 30847 Direct
2018-09-07 Common Stock S 1593 $33.5852 Disposed 29254 Direct
2018-09-07 Common Stock S 2089 $34.4855 Disposed 27165 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-07 Stock Options $19.09 M 5682 Acquired 2018-09-13 Common Stock (5682) Direct

Footnotes

F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from 32.15 to 32.96, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or staff of the Securities and Exchange Commission, upon request, full information regarding the number shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from 33.16 to 33.98, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or staff of the Securities and Exchange Commission, upon request, full information regarding the number shares sold at each separate price within the range set forth in footnote 3 of this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from 34.01 to 34.84, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or staff of the Securities and Exchange Commission, upon request, full information regarding the number shares sold at each separate price within the range set forth in footnote 4 of this Form 4.

F5: Includes 12,560 RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,490 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015 and DERs related thereto.

F6: Stock options granted under the 2006 Equity Incentive Plan.

F7: 25% exercisable on 9/13/2012 and 25% on the anniversary date of the following three years.