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ABM INDUSTRIES INC /DE/ — Director's Dealing 2017
Jan 4, 2017
31439_dirs_2017-01-04_468aa040-e9a8-42ee-a0a3-44631a409267.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2017-01-03
Reporting Person: HELMS LUKE S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Common Stock | M | 12000 | $6.64 | Acquired | 84280 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Stock Options | $6.64 | M | 12000 | Disposed | Common Stock (12000) | Direct |
Footnotes
F1: Includes 7,919 unvested RSUs and 5,782 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
F2: Non-employee director stock options.
F3: 50% on director's 61st birthday (12/27/2004), and 50% on director's 64th birthday (12/27/2007).
F4: The options issued under the Executive Stock Option Plan (aka Age-Vested Stock Option Plan), as amended and restated as of September 4, 2007, terminate one year after a director ceases to be a director of the Company.