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ABM INDUSTRIES INC /DE/ — Director's Dealing 2017
Jan 20, 2017
31439_dirs_2017-01-20_58b5191e-1d4f-4508-8584-17951bf70545.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2017-01-19
Reporting Person: MCCLURE JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-19 | Common Stock | M | 6649 | $25.30 | Acquired | 141838 | Direct |
| 2017-01-19 | Common Stock | S | 6649 | $39.50 | Disposed | 135189 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-19 | Stock Options | $25.30 | M | 6649 | Disposed | 2020-09-06 | Common Stock (6649) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.325 to $39.81, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2: Includes 21,151 unvested RSUs, 82,478 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 10,123 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,547 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
F3: Stock options granted under the 2006 Equity Incentive Plan.
F4: 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.