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ABM INDUSTRIES INC /DE/ — Director's Dealing 2017
Jan 12, 2017
31439_dirs_2017-01-12_995b394e-caf4-4821-9c76-dc5fb43f07ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2017-01-10
Reporting Person: CHIN DEAN A (SVP - Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-10 | Common Stock | A | 2527 | — | Acquired | 21225 | Direct |
| 2017-01-10 | Common Stock | A | 1555 | — | Acquired | 22780 | Direct |
| 2017-01-10 | Common Stock | A | 1563 | — | Acquired | 24343 | Direct |
Footnotes
F1: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
F2: Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2016. These performance shares vest on 1/14/2017.
F3: Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2014, based on TSR performance in the 3 year period ending 10/31/2016 as compared to the S&P 600. These awards vest on 9/8/2017.
F4: Includes 11,168 RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,025 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 1,563 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 400 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 380 performance shares earned but not vested with respect to performance shares granted on 4/10/2015, and DERs related thereto.