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ABM INDUSTRIES INC /DE/ — Director's Dealing 2017
Jun 13, 2017
31439_dirs_2017-06-13_b4e8debf-e271-4609-8260-38f58f02a612.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2017-06-09
Reporting Person: JACOBSEN RENE (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-09 | Common Stock | M | 950 | $25.30 | Acquired | 16594 | Direct |
| 2017-06-09 | Common Stock | S | 950 | $43.95 | Disposed | 15644 | Direct |
| 2017-06-12 | Common Stock | A | 6145 | — | Acquired | 21789 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-09 | Stock Options | $25.30 | M | 950 | Disposed | 2020-09-06 | Common Stock (950) | Direct |
Footnotes
F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F2: Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary date of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
F3: Includes 17,854 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,642 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 462 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
F4: Stock options granted under the 2006 Equity Incentive Plan.
F5: 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.