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ABM INDUSTRIES INC /DE/ Director's Dealing 2017

Apr 25, 2017

31439_dirs_2017-04-25_3ba01593-5100-47cc-8bb2-1cbac5d5eaf4.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2017-04-10

Reporting Person: JACOBSEN RENE (Pres - Business & Industry)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-10 Common Stock M 950 $25.30 Acquired 16541 Direct
2017-04-10 Common Stock S 950 $41.88 Disposed 15591 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-10 Stock Options $25.30 M 950 Disposed 2020-09-06 Common Stock (950) Direct

Footnotes

F1: The sale of shares reported in this Form 4 were previously reported on a Form 4 filed on 4/10/17. However, the related option exercise (which was a broker-assisted cashless exercise resulting in the sale of the shares exercised) was mistakenly omitted from the prior Form 4, and so this amendment is being filed to add the option exercise.

F2: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F3: Includes 11,664 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,635 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 460 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

F4: Stock options granted under the 2006 Equity Incentive Plan.

F5: 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.