AI assistant
ABM INDUSTRIES INC /DE/ — Director's Dealing 2017
Apr 25, 2017
31439_dirs_2017-04-25_3ba01593-5100-47cc-8bb2-1cbac5d5eaf4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2017-04-10
Reporting Person: JACOBSEN RENE (Pres - Business & Industry)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-10 | Common Stock | M | 950 | $25.30 | Acquired | 16541 | Direct |
| 2017-04-10 | Common Stock | S | 950 | $41.88 | Disposed | 15591 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-10 | Stock Options | $25.30 | M | 950 | Disposed | 2020-09-06 | Common Stock (950) | Direct |
Footnotes
F1: The sale of shares reported in this Form 4 were previously reported on a Form 4 filed on 4/10/17. However, the related option exercise (which was a broker-assisted cashless exercise resulting in the sale of the shares exercised) was mistakenly omitted from the prior Form 4, and so this amendment is being filed to add the option exercise.
F2: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F3: Includes 11,664 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,635 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 460 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
F4: Stock options granted under the 2006 Equity Incentive Plan.
F5: 25% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.