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ABM INDUSTRIES INC /DE/ Director's Dealing 2016

Sep 8, 2016

31439_dirs_2016-09-08_6bc90f5e-9ccb-42f8-8153-11a465f63809.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2016-09-06

Reporting Person: GIACOBBE SCOTT J (Pres - Building & Energy)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-06 Common Stock M 500 $25.84 Acquired 33383 Direct
2016-09-06 Common Stock S 500 $39.0080 Disposed 32883 Direct
2016-09-07 Common Stock M 400 $25.84 Acquired 33283 Direct
2016-09-07 Common Stock S 400 $39.0087 Disposed 32883 Direct
2016-09-08 Common Stock M 12800 $25.84 Acquired 45683 Direct
2016-09-08 Common Stock S 12800 $39.3527 Disposed 32883 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-06 Stock Options $25.84 M 500 Disposed 2018-01-10 Common Stock (500) Direct
2016-09-07 Stock Options $25.84 M 400 Disposed 2018-01-10 Common Stock (400) Direct
2016-09-08 Stock Options $25.84 M 12800 Disposed 2018-01-10 Common Stock (12800) Direct

Footnotes

F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.03, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.015, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $40.00, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 4 to this Form 4.

F5: Includes 14,372 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,357 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 623 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.

F6: Stock options granted under the 2006 Equity Incentive Plan.

F7: 100% exercisable on the fifth anniversary of the grant date.