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ABM INDUSTRIES INC /DE/ — Director's Dealing 2016
Dec 21, 2016
31439_dirs_2016-12-21_dd27901f-5bbb-4d37-9416-7feeb4378c0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2016-12-21
Reporting Person: McConnell Sarah H (EVP/GEN. COUNSEL/CORP. SECTY.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-21 | Common Stock | M | 10401 | $19.09 | Acquired | 78350 | Direct |
| 2016-12-21 | Common Stock | S | 7470 | $40.6781 | Disposed | 70880 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-21 | Stock Options | $19.09 | M | 10401 | Disposed | 2018-09-13 | Common Stock (10401) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.661 to $40.70, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2: Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 3,621 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 986 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
F3: Stock options granted under the 2006 Equity Incentive Plan.
F4: 25% exercisable on 9/13/2012 and 25% on the anniversary date of the following three years.