AI assistant
ABM INDUSTRIES INC /DE/ — Director's Dealing 2015
Jan 20, 2015
31439_dirs_2015-01-20_3a0d3ae5-fa03-467f-a23f-f058beb837d4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2015-01-15
Reporting Person: CHAVEZ LINDA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-15 | Common Stock | M | 10000 | $19.78 | Acquired | 23295 | Direct |
| 2015-01-15 | Common Stock | S | 10000 | $29.1412 | Disposed | 13295 | Direct |
| 2015-01-15 | Common Stock | A | 228 | — | Acquired | 13523 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-15 | Stock Options | $19.78 | M | 10000 | Disposed | 2015-11-01 | Common Stock (10000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.025 to $29.65, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2: Grant of restricted stock units (RSUs) to non-employee directors under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. RSUs vest one-third on the date of the first Annual Meeting following grant date, and one-third each on the date of the subsequent second and third Annual Meetings following the grant date. Dividend equivalent rights will accrue.
F3: Includes 7,576 unvested RSUs and 1,050 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
F4: Stock options granted under the 1987 Time-Vested Option Plan.
F5: 20% exercisable on 11/1/2006 and 20% on the anniversary date each of the following four years.