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ABM INDUSTRIES INC /DE/ — Director's Dealing 2015
Mar 10, 2015
31439_dirs_2015-03-10_91138329-6469-46d8-bc1e-29a778a0ce15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2015-03-08
Reporting Person: FARWELL DAVID L (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-08 | Common Stock | F | 1054 | $29.37 | Disposed | 39174 | Direct |
| 2015-03-09 | Common Stock | M | 5000 | $18.30 | Acquired | 44174 | Direct |
| 2015-03-09 | Common Stock | S | 5000 | $29.4244 | Disposed | 39174 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-09 | Stock Options | $18.30 | M | 5000 | Disposed | 2015-06-14 | Common Stock (5000) | Direct |
Footnotes
F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.28 to $29.58, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
F3: Includes 7,694 RSUs, and DERs relating to the RSUs, 1,586 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 565 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto. Adjustments have also been made to reflect the cumulative effect of fractional shares and the final performance achievement related to performance shares granted on 3/8/2012.
F4: Stock options granted under the 2002 Price-Vested Plan.
F5: Exercisable over the first four years in percentages tied to the price of ABM common stock and after eight years from the date of grant, if not previously vested.