AI assistant
ABM INDUSTRIES INC /DE/ — Director's Dealing 2014
Sep 18, 2014
31439_dirs_2014-09-18_f11f82b8-30d6-44f2-a166-3a6b1efda56c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2014-09-16
Reporting Person: MCCLURE JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-16 | Common Stock | S | 39799 | $27.5215 | Disposed | 92573 | Direct |
| 2014-09-16 | Common Stock | M | 8446 | $18.31 | Acquired | 101019 | Direct |
| 2014-09-16 | Common Stock | M | 21378 | $19.089 | Acquired | 122397 | Direct |
| 2014-09-16 | Common Stock | M | 10144 | $21.49 | Acquired | 132541 | Direct |
| 2014-09-16 | Common Stock | M | 5640 | $20.9 | Acquired | 138181 | Direct |
| 2014-09-16 | Common Stock | S | 45608 | $27.6403 | Disposed | 92573 | Direct |
| 2014-09-17 | Common Stock | M | 13787 | $21.49 | Acquired | 106360 | Direct |
| 2014-09-17 | Common Stock | M | 3306 | $17.9 | Acquired | 109666 | Direct |
| 2014-09-17 | Common Stock | M | 6648 | $25.30 | Acquired | 116314 | Direct |
| 2014-09-17 | Common Stock | S | 23741 | $27.5487 | Disposed | 92573 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-16 | Stock Options | $18.31 | M | 8446 | Disposed | 2019-10-11 | Common Stock (8446) | Direct |
| 2014-09-16 | Stock Options | $19.089 | M | 21378 | Disposed | 2018-09-13 | Common Stock (21378) | Direct |
| 2014-09-16 | Stock Options | $21.49 | M | 10144 | Disposed | 2017-09-08 | Common Stock (10144) | Direct |
| 2014-09-16 | Stock Options | $20.90 | M | 5640 | Disposed | 2015-09-14 | Common Stock (5640) | Direct |
| 2014-09-17 | Stock Options | $21.49 | M | 13787 | Disposed | 2017-09-08 | Common Stock (13787) | Direct |
| 2014-09-17 | Stock Options | $17.90 | M | 3306 | Disposed | 2016-01-12 | Common Stock (3306) | Direct |
| 2014-09-17 | Stock Options | $25.30 | M | 6648 | Disposed | 2020-09-06 | Common Stock (6648) | Direct |
Footnotes
F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.68, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.27 to $27.72, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.32 to $27.70, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 of this Form 4.
F5: Includes 68,948 unvested RSUs, 17,181 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,089 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 3,353 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, and DERs related thereto.
F6: Stock options granted under the 2006 Equity Incentive Plan.
F7: 25% exercisable on 10/11/2013 and 25% on the anniversary date of each of the following three years.
F8: 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years.
F9: 25% exercisable on 9/8/2011 and 25% on the anniversary date of each of the following three years.
F10: Stock options granted under the 1987 Time-Vested Plan.
F11: 20% exercisable on 9/14/2006 and 20% on the anniversary date each of the following four years.
F12: 25% exercisable on 1/12/2010 and 25% on the anniversary date of each of the following three years.
F13: 25% exercisable on 9/6/2014 and 25% on the anniversary date of each of the following three years.