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ABM INDUSTRIES INC /DE/ — Director's Dealing 2014
Dec 11, 2014
31439_dirs_2014-12-11_87670c03-1dd6-40ed-af39-bc023a667236.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2014-12-09
Reporting Person: LUSK JAMES S (Executive Vice President/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-09 | Common Stock | M | 4934 | $19.09 | Acquired | 69185 | Direct |
| 2014-12-09 | Common Stock | S | 4192 | $28.09 | Disposed | 64993 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-09 | Stock Options | $19.09 | M | 4934 | Disposed | 2018-09-13 | Common Stock (4934) | Direct |
Footnotes
F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F2: Adjusted to reflect sale of shares previously reported; includes 39,562 unvested RSUs, 3,514 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 2,342 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 2,543 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, and DERs related thereto.
F3: Stock Options granted under the 2006 Equity Incentive Plan.
F4: 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years.