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ABM INDUSTRIES INC /DE/ Director's Dealing 2014

Dec 12, 2014

31439_dirs_2014-12-12_1810675e-d964-4498-b289-91acc75f3f1a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2014-12-10

Reporting Person: SLIPSAGER HENRIK C (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-10 Common Stock S 5000 $27.4957 Disposed 204455 Direct
2014-12-10 Common Stock M 19410 $20.9 Acquired 223865 Direct
2014-12-10 Common Stock S 17200 $27.4960 Disposed 206665 Direct
2014-12-11 Common Stock M 590 $20.9 Acquired 207255 Direct
2014-12-11 Common Stock S 526 $27.5556 Disposed 206729 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-10 Stock Options $20.90 M 19410 Disposed 2015-09-14 Common Stock (19410) Direct
2014-12-11 Stock Options $20.90 M 590 Disposed 2015-09-14 Common Stock (590) Direct

Footnotes

F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.23 to $27.84, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.23 to $27.97, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.34 to $27.63, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 of this Form 4.

F5: Includes 45,730 unvested RSUs, 72,430 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 8,758 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 8,081 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, and DERs related thereto.

F6: Stock options granted under the 1987 Time Vested Plan.

F7: 20% exercisable on 9/14/2006 and 20% on the anniversary date of each of the following 4 years.