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ABM INDUSTRIES INC /DE/ Director's Dealing 2013

Oct 11, 2013

31439_dirs_2013-10-11_0f96562f-27df-44e7-87cb-f045703f7900.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2013-10-10

Reporting Person: SLIPSAGER HENRIK C (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-10 Common Stock S 5000 $26.2799 Disposed 222978 Direct
2013-10-10 Common Stock M 20000 $19.05 Acquired 242978 Direct
2013-10-10 Common Stock S 17347 $26.3972 Disposed 225631 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-10 Stock Options $19.05 M 20000 Acquired 2015-01-08 Common Stock (20000) Direct

Footnotes

F1: Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.13 to $26.42, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.04 to $26.655, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.

F4: Includes 38,656 unvested RSUs, 69,303 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 8,834 performance shares earned but not vested with respect to performance shares granted on 1/11/2011 and DERs related thereto.

F5: Stock options granted under the 2006 Equity Incentive Plan.

F6: 25% exercisable on 1/8/2009 and 25% on the anniversary date of each of the following three years.