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ABM INDUSTRIES INC /DE/ — Director's Dealing 2013
Jan 24, 2013
31439_dirs_2013-01-24_8df96955-5d1b-4bc5-a90d-39e8e9aa928b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2013-01-22
Reporting Person: FARWELL DAVID L (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-22 | Common Stock | M | 22850 | $15.16 | Acquired | 47932 | Direct |
| 2013-01-22 | Common Stock | S | 15067 | $20.90 | Disposed | 32865 | Direct |
| 2013-01-22 | Common Stock | S | 1556 | $20.91 | Disposed | 31309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-22 | Stock Options | $15.16 | M | 22850 | Disposed | 2013-01-23 | Common Stock (22850) | Direct |
Footnotes
F1: All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on October 15, 2012.
F2: Includes 6,575 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 887 performance shares earned but not vested with respect to performance shares granted on 1/11/2011 and DERs related thereto.
F3: Stock options granted under the 1987 Time-Vested Plan.
F4: 20% exercisable on 1/23/2004 and 20% on the anniversary date of each of the following four years.