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ABM INDUSTRIES INC /DE/ — Director's Dealing 2013
Jul 15, 2013
31439_dirs_2013-07-15_9bdc39e6-fc2f-4305-9b9d-d749a4ae7c1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2013-07-12
Reporting Person: MCCLURE JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-12 | Common Stock | M | 11219 | $19.48 | Acquired | 117287 | Direct |
| 2013-07-12 | Common Stock | M | 9915 | $17.91 | Acquired | 127202 | Direct |
| 2013-07-12 | Common Stock | S | 21134 | $25.30 | Disposed | 106068 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-12 | Stock Options | $19.48 | M | 11219 | Acquired | 2015-01-07 | Common Shares (11219) | Direct |
| 2013-07-12 | Stock Options | $17.91 | M | 9915 | Acquired | 2016-01-12 | Common Stock (9915) | Direct |
Footnotes
F1: All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 16, 2011.
F2: Includes 60,913 unvested RSUs, 8,508 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 3,511 performance shares earned but not vested with respect to performance shares granted on 1/11/2011 and DERs related thereto.
F3: Stock options granted under the 2006 Equity Incentive Plan.
F4: 25% exercisable on 01/07/2009 and 25% on the anniversary date of each of the following three years.
F5: 25% exercisable on 01/12/2010 and 25% on the anniversary date of each of the following three years.