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ABM INDUSTRIES INC /DE/ — Director's Dealing 2013
Sep 24, 2013
31439_dirs_2013-09-24_8963bc34-5e5c-43d5-9796-95d9f9040eef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABM INDUSTRIES INC /DE/ (ABM)
CIK: 0000771497
Period of Report: 2013-09-23
Reporting Person: HERRINGER MARYELLEN C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-23 | Common Stock | M | 10000 | $15.555 | Acquired | 120881 | Direct |
| 2013-09-23 | Common Stock | S | 5884 | $26.5305 | Disposed | 114997 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-23 | Stock Options | $15.555 | M | 10000 | Acquired | 2013-11-03 | Common Stock (10000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.47 to $26.60, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2: Includes 7,691 unvested RSUs and 13,576 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
F3: Non-employee stock options.
F4: 20% on 11/3/2004, and 20% on the anniversary date each of the following four years.