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ABEONA THERAPEUTICS INC. — Director's Dealing 2021
Oct 18, 2021
33413_dirs_2021-10-18_b00dfc17-1c03-4cbd-918a-ebc9c19e728b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABEONA THERAPEUTICS INC. (ABEO)
CIK: 0000318306
Period of Report: 2021-10-15
Reporting Person: Seshadri Vishwas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-15 | Common stock | A | 50000 | — | Acquired | 350000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-15 | Stock Option (right to buy) | $0.91 | A | 300000 | Acquired | 2031-10-15 | Common Stock (300000) | Direct |
Footnotes
F1: The restricted stock will vest 25% on each of October 15, 2022, October 15, 2023, October 15, 2024 and October 15, 2025.
F2: The options will vest 25% on October 15, 2022, and in 36 equal monthly installments thereafter.
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