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ABEONA THERAPEUTICS INC. — Director's Dealing 2014
Dec 29, 2014
33413_dirs_2014-12-29_0df888a4-d1ee-4d0c-aa5d-d25949a66838.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLASMATECH BIOPHARMACEUTICALS INC (PTBI)
CIK: 0000318306
Period of Report: 2014-12-24
Reporting Person: Jeffrey B Davis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-24 | Common Stock | P | 62500 | $4 | Acquired | 67858 | Indirect |
| 2014-12-24 | Common Stock | J | 594801 | $4 | Acquired | 662659 | Indirect |
| 2014-12-24 | Common Stock | J | 300852 | $4 | Acquired | 963511 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-24 | Common Stock Purchase Warrants | $5 | P | 62500 | Acquired | 2019-12-24 | Common Stock (62500) | Indirect |
| 2014-12-24 | Series A Cumulative Convertible Preferred Stock | $4 | C | 237.9205 | Disposed | 2014-12-24 | Common Stock (594801) | Indirect |
Footnotes
F1: Jeffrey B. Davis is the managing member of Lake End Capital LLC
F2: Series A Cumulative Convertible Preferred Stock was converted by the Company into common stock on 12/24/2014.
F3: Series A Preferred Stock dividends due and interest due on dividends and liquidated damages were converted into common stock by the company on 12/24/2014.
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