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ABEONA THERAPEUTICS INC. Director's Dealing 2014

Dec 29, 2014

33413_dirs_2014-12-29_0df888a4-d1ee-4d0c-aa5d-d25949a66838.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLASMATECH BIOPHARMACEUTICALS INC (PTBI)
CIK: 0000318306
Period of Report: 2014-12-24

Reporting Person: Jeffrey B Davis (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-24 Common Stock P 62500 $4 Acquired 67858 Indirect
2014-12-24 Common Stock J 594801 $4 Acquired 662659 Indirect
2014-12-24 Common Stock J 300852 $4 Acquired 963511 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-24 Common Stock Purchase Warrants $5 P 62500 Acquired 2019-12-24 Common Stock (62500) Indirect
2014-12-24 Series A Cumulative Convertible Preferred Stock $4 C 237.9205 Disposed 2014-12-24 Common Stock (594801) Indirect

Footnotes

F1: Jeffrey B. Davis is the managing member of Lake End Capital LLC

F2: Series A Cumulative Convertible Preferred Stock was converted by the Company into common stock on 12/24/2014.

F3: Series A Preferred Stock dividends due and interest due on dividends and liquidated damages were converted into common stock by the company on 12/24/2014.